The
Galileo Affair
No episode
in the history of the Catholic Church is so misunderstood as the
condemnation of Galileo. It is, in Newman's phrase, the one stock argument
used to show that science and Catholic dogma are antagonistic. To the
popular mind, the Galileo affair is prima facie evidence that the
free pursuit of truth became possible only after science "liberated" itself
from the theological shackles of the Middle Ages. The case makes for such a
neat morality play of enlightened science versus dogmatic obscuratism that
historians are seldom tempted to correct the anti-Catholic "spin" that is
usually put on it. Even many intelligent Catholics would prefer that the
whole sorry affair be swept under a rug.
John Paul
II and Galileo
This is not,
however, the attitude of Pope John Paul II. In 1979, he expressed the wish
that the Pontifical Academy of Sciences conduct an in-depth study of the
celebrated case. A commission of scholars was convened, and they presented
their report to the Pope on October 31, 1992. Contrary to reports in The
New York Times and other conduits of misinformation about the Church,
the Holy See was not on this occasion finally throwing in the towel and
admitting that the earth revolves around the sun. That particular debate, so
far as the Church was concerned, had been closed since at least 1741 when
Benedict XIV bid the Holy Office grant an imprimatur to the first
edition of the Complete Works of Galileo.
What John
Paul II wanted was a better understanding of the whole affair by both
scientists and theologians. It has been said that while politicians think in
terms of weeks and statesmen in years, the Pope thinks in centuries. The
Holy Father was trying to heal the tragic split between faith and science
which occurred in the 17th century and from which Western culture has not
recovered. Following the guidelines of the Second Vatican Council, he wished
to make clear that science has a legitimate freedom in its own sphere and
that this freedom was unduly violated by Church authorities in the case of
Galileo.
But at the
same time--and here the secular media tuned out--the Holy Father pointed out
that "the Galileo case has been a sort of 'myth,' in which the image
fabricated out of the events was quite far removed from the reality. In this
perspective, the Galileo case was the symbol of the Church's supposed
rejection of scientific progress." Galileo's run-in with the Church,
according to the Pope, involved a "tragic mutual incomprehension" in which
both sides were at fault. It was a conflict that ought never to have
occurred, because faith and science, properly understood, can never be at
odds.
Since the
Galileo case is one of the historical bludgeons that are used to beat on the
Church--the other two being the Crusades and the Spanish Inquisition--it is
important that Catholics understand exactly what happened between the Church
and that very great scientist. A close look at the facts puts to rout almost
every aspect of the reigning Galileo legend.
The
Victorian biologist Thomas Henry Huxley, who had no brief for Catholicism,
once examined the case and concluded that "the Church had the best of it."
The most striking point about the whole affair is that until Galileo forced
the issue into the realm of theology, the Church had been a willing
ombudsman for the new astronomy. It had encouraged the work of Copernicus
and sheltered Kepler against the persecutions of Calvinists. Problems only
arose when the debate went beyond the mere question of celestial mechanics.
But here we need some historical background.
"Saving the
Appearances"
The modern
age of science began in 1543 when Nicholas Copernicus, a Polish Canon,
published his epochal On the Revolution of the Celestial Orbs. The
popular view is that Copernicus "discovered" that the earth revolves around
the sun. Actually, the notion is at least as old as the ancient Greeks. But
the geocentric theory, endorsed by Aristotle and given mathematical
plausibility by Ptolemy, was the prevailing model until Copernicus. It was
given additional credibility by certain passages of Scripture, which
seemed to affirm the mobility of sun and the fixity of the earth. Most early
Church Fathers simply took it for granted; but they weren't really
interested in scientific explanations of the cosmos. As St. Ambrose wrote,
"To discuss the nature and position of the earth does not help us in our
hope of the life to come."
Prone as we
are to what C. S. Lewis called "chronological snobbery," we must try to
understand the prevailing attitude toward science when Galileo began his
work. Since the time of the Greeks, the purpose of astronomy was to "save
the appearances" of celestial phenomena. This famous phrase is usually taken
to mean the resorting to desperate expedients to "save" or rescue the
Ptolemic system. But it meant no such thing. To the Greek and medieval mind,
science was a kind of formalism, a means of coordinating data, which had no
bearing on the ultimate reality of things. Different mathematical
devices--such as the Ptolemaic cycles--could be advanced to predict the
movements of the planets, and it was of no concern to the medieval
astronomer whether such devices touched on the actual physical truth. The
point was to give order to complicated data, and all that mattered was which
hypothesis (a key word in the Galileo affair) was the simplest and most
convenient.
Toys For
Virtuosi
The almost
universal belief that the purpose of science was not to give a final account
of reality, but merely to "save appearances," accounts for how lightly the
Church hierarchy initially received Copernicus's theory. Astronomy and
mathematics were regarded as the play things of virtuosi. They were
accounted as having neither philosophical nor theological relevance. There
was genuine puzzlement among Churchmen that they had to get involved in a
quarrel over planetary orbits. It was all one to them how the "appearances"
were "saved." And, in fact, Copernicus, a good Catholic, published his book
at the urging of two eminent prelates and dedicated it to Pope Paul III, who
received it cordially.
That
Copernicus believed the helioocentric theory to be a true description of
reality went largely unnoticed. This was partly because he still made
reassuring use of Ptolemy's cycles and epicycles; he also borrowed from
Aristotle the notion that the planets must move in circles because that is
the only perfect form of motion. There was, moreover, the famous preface by
Osiander, a Protestant who oversaw the printing of the first edition.
Osiander knew that Luther and Melanchthon violently opposed any suggestion
that the earth revolves around the sun. So he wrote an unsigned preface,
which everyone took to be Copernicus's, presenting the theory as a mere
mathematical devise for charting the movements of the planets in a simpler
manner than the burdensome Ptolemaic system, one that was not meant to be a
definitive description of the heavens.
The
Copernican Revolution
But in
reality Copernicus's book marked a sea change in human thought, one that
caught the universities even more off guard than the Church. Owen Barfield,
in his fascinating book Saving the Appearances, calls it "the real
turning-point" in
the history
of science: "It took place when Copernicus (probably--it cannot be regarded
as certain) began to think, and others, like Kepler and Galileo, began to
affirm that the heliocentric hypothesis not only saved the appearances, but
was physically true .... It was not simply a new theory of the nature of
celestial movements that was feared, but a new theory of the nature of
theory; namely, that, if a hypothesis saves all the appearances, it is
identical with truth."
Copernicus
had delayed the publication of his book for years because he feared, not the
censure of the Church, but the mockery of academics. It was the hide-bound
Aristotelians in the schools who offered the fiercest resistance to the new
science. Aristotle was the Master of Those Who Know; perusal of his texts
was regarded as almost superior to the study of nature itself. The
Aristotelian universe comprised two worlds, the superlunary and the
sublunary. The former consisted of the moon and everything beyond; it was
perfect and imperishable. The latter was the terrestrial globe and its
atmosphere, subject to generation and decay, the slagheap of the cosmos.
Ptolemy's
methodizing of Aristotle to explain the motion of the stars was part of this
academic baggage. And it made perfect empirical sense; by using it, ships
were able to navigate the seas and astronomers were able to predict
eclipses. So why give up this time-honored system for a new, unproved
cosmology which not only contradicted common sense (as no less an authority
than Francis Bacon averred), but also the apparent meaning of Scripture?
Galileo's
Telescope
Such was the
scientific mind of Europe when Galileo burst on the scene in 1610 with his
startling telescopic discoveries. Up to that point, the forty-six year-old
Galileo had been interested mainly in physics, not astronomy. His most
famous accomplishment had been the formulation of the laws of failing
bodies. (Contrary to legend, he never dropped anything from the Tower of
Pisa.) Galileo was a gifted tinkerer, and when he heard about the invention
of the telescope in Holland, he immediately built one for himself,
characteristically taking full credit for the invention.
Looking
through his new spyglass, he made some discoveries which shook the
foundations of the Aristotelian cosmos. First, he saw that the moon was not
a perfect sphere, but pocked with mountains and valleys like the earth.
Second, and more astonishing, Jupiter had at least four satellites. No
longer could it be said that heavenly bodies revolve exclusively around the
earth. Finally, he observed the phases of Venus, the only explanation of
which is that Venus moves around the sun and not the earth.
The response
to these discoveries ranged from enthusiastic to downright hostile. The
leading Jesuit astronomer of the day, Christopher Clavius, was skeptical;
but once the Roman college acquired an improved telescope, he saw for
himself that Galileo was right about Jupiter's moons, and the Jesuits
subsequently confirmed the phases of Venus. These men were not ready to jump
on the Copernican bandwagon, however; they adopted as a half-way measure the
system of Tycho Brahe, which had all the planets except the earth orbiting
the sun. This accounted quite satisfactorily for Galileo's discoveries.
Still, Galileo was the man of the hour; in 1611 he made a triumphant visit
to Rome, where he was feted by cardinals and granted a private audience by
Pope Paul V, who assured him of his support and good will.
Galileo
returned to Florence, where he might have been expected to continue his
scientific research. But for about two decades after 1611, pure science
ceased to be his main concern. Instead, he became obsessed with converting
public opinion to the Copernican system. He was an early instance of that
very modern type, the cultural politician. All of Europe, starting with the
Church, had to buy into Copernicus. This crusade would never have ended in
the offices of the Inquisition had Galileo possessed a modicum of
discretion, not to mention charity. But he was not a tactful person; he
loved to score off people and make them look ridiculous. And he would make
no allowance for human nature, which does not easily shuck off an old
cosmology to embrace a new one which seems to contradict both sense and
tradition.
Cardinal
Newman, who was not one to think that secular truths are determined by
ecclesiastical fiat, wrote concerning Galileo's crusade, that "had I been
brought up in the belief of the immobility of the earth as though a dogma of
Revelation, and had associated it in my mind with the incommunicable dignity
of man among created beings, with the destinies of the human race, with the
locality of purgatory and hell, and other Christian doctrines, and then for
the first time had heard of Galileo's thesis.... I should have been at once
indignant at its presumption and frightened at is speciousness, as I can
never be, at any parallel novelties in other human sciences bearing on
religion."
The
Astronomer's Beligerence
But Galileo
was intent on ramming Copernicus down the throat of Christendom. The irony
is that when he started his campaign, he enjoyed almost universal good will
among the Catholic hierarchy. But he managed to alienate almost everybody
with his caustic manner and aggressive tactics. His position gave the Church
authorities no room to maneuver: they either had to accept Copernicanism as
a fact (even though it had not been proved) and reinterpret Scripture
accordingly; or they had to condemn it. He refused the reasonable third
position which the Church offered him: that Copernicanism might be
considered a hypothesis, one even superior to the Ptolemiaic system, until
further proof could be adduced.
Such proof,
however, was riot forthcoming. Galileo's belligerence probably had much to
do with the fact that he knew there was no direct proof of heliocentricism.
He could not even answer the strongest argument against it, which was
advanced by Aristotle. If the earth did orbit the sun, the philosopher
wrote, then stellar parallaxes would be observable in the sky. In other
words, there would be a shift in the position of a star observed from the
earth on one side of the sun, and then six months later from the other side.
Galileo was not able with the best of his telescopes to discern the
slightest stellar parallax. This was a valid scientific objection, and it
was not answered until 1838, when Friedrich Bessel succeeded in determining
the parallax of star 61 Cygni.
Galileo's
other problem was that he insisted, despite the discoveries of Kepler, that
the planets orbit the sun in perfect circles. The Jesuit astronomers could
plainly see that this was untenable. Galileo nonetheless launched his
campaign with a series of pamphlets and letters which were circulated all
over Europe. Along the way, he picked fights with a number of Churchmen on
peripheral issues which helped to stack the deck against him. And, despite
the warnings of his friends in Rome, he insisted on moving the debate onto
theological grounds.
There is no
question that if the debate over heliocentricism had remained purely
scientific, it would have been shrugged off by the Church authorities. But
in 1614, Galileo felt that he had to answer the objection that the new
science contradicted certain passages of Scripture. There was, for example,
Joshua's command that the sun stand still. Why would Joshua do that if, as
Galileo asserted, the sun didn't move at all? Then there were Psalms 92 ("He
has made the world firm, not to be moved.") and 103 ("You fixed the earth
upon its foundation, not to be moved forever."), not to mention the famous
verse in Ecclesiastes. These are not obscure passages, and their literal
sense would obviously have to be abandoned if the Copernican system were
true.
Scripture
and Science
Galileo
addressed this problem in his famous Letter to Castelli. In its
approach to biblical exegesis, the letter ironically anticipates Leo XIII's
encyclical, Providentis-sumus Deus (1893), which pointed out that
Scripture often makes use of figurative language and is not meant to teach
science. Galileo accepted the inerrancy of Scripture; but he was also
mindful of Cardinal Baronius's quip that the bible "is intended to teach us
how to go to heaven, not how the heavens go." And he pointed out correctly
that both St. Augustine and St. Thomas Aquinas taught that the sacred
writers in no way meant to teach a system of astronomy. St. Augustine wrote
that:
One does
not read in the Gospel that the Lord said: I will send you the Paraclete
who will teach you about the course of the sun and moon. For He willed
to make them Christians, not mathematicians.
Unfortunately, there are still today biblical fundamentalists, both
Protestant and Catholic, who do not understand this simple point: the bible
is not a scientific treatise. When Christ said that the mustard seed was the
smallest of seeds (and it is about the size of a speck of dust), he was not
laying down a principle of botany. In fact, botanists tell us that there are
smaller seeds. He was simply talking to the men of his time in their own
language, and with reference to their own experience. Hence the warning of
Pius XII in Divino Afflante Spiritu (1943) that the true sense of a
biblical passage is not always obvious, as the sacred writers made full use
of the idioms of their time and place.
But in 1616,
the year of Galileo's first "trial," there was precious little elasticity in
Catholic biblical theology. The Church had just been through the bruising
battles of the Reformation. One of the chief quarrels with the Protestants
was over the private interpretation of Scripture. Catholic theologians were
in no mood to entertain hermeneutical injunctions from a layman like
Galileo. His friend Archbishop Piero Dini warned him that he could write
freely so long as he "kept out of the sacristy." But Galileo threw caution
to the winds, and it was on this point--his apparent trespassing on the
theologians' turf--that his enemies were finally able to nail him.
The
Opposition Musters
In December,
1614, a meddlesome and ambitious Dominican priest, Thomas Caccini, preached
a fiery sermon in Florence denouncing Copernicanism and science in general
as contrary to Christian faith. The attack was clearly aimed at Galileo, and
a written apology from a Preacher-General of the Dominicans did not take the
edge off Galileo's displeasure at having been the target of a Sunday homily.
About a month later, another Domincan, Father Niccolo Lorini, read a copy of
Galileo's Letter to Castelli and was disturbed to find that Galileo
had taken it upon himself to interpret Scripture according to his private
lights. He sent a copy to the Inquisition in Rome--one, moreover, which had
been tampered with to make Galileo's words more alarming than they actually
were. The Consultor of the Holy Office (or Inquisition) nevertheless found
no serious objections to the letter and the case was dismissed.
A month
later, Caccini appeared in Rome uninvited, begging the Holy Office to
testify against Galileo. Arthur Koestler writes that "Caccini beautifully
fits the satirist's image of an ignorant, officious, and intriguing monk of
the Renaissance. His testimony before the Inquisition was a web of hearsay,
innuendo, and deliberate falsehood." The judges of the Inquisition did not
buy his story, and the case against Galileo was again dropped.
But the
Letter to 'Castelli. and Caccini's testimony were on the files of the
Inquisition, and Rome was buzzing with rumors that the Church was going to
condemn both Galileo and Copernicanism. Galileo's friends in the hierarchy,
including Cardinal Barberini, the future Urban VIII, warned him not force
the issue. But Galileo only intensified his campaign to get the Church to
accept Copernicanism as an irrefutable truth.
Bellarmine
Challenges Galileo
At this
point, one of the great saints of the day, Cardinal Robert Bellarmine,
entered the drama. Bellarmine was one of the most important theologians of
the Catholic Reformation. He was an expansive, gentle man who possessed the
sort of meekness and good humor that is the product of a lifetime of
ascetical struggle. As Consultor of the Holy Office and Master of
Controversial Questions, he was unwillingly drawn into the Copernical
controversy. In April 1615, he wrote a letter which amounted to an
unofficial statement of the Church's position. He pointed out that:
-
it was
perfectly acceptable to maintain Copernicanism as a working hypothesis;
and
-
if there
were "real proof" that the earth circles around the sun, "then we should
have to proceed with great circumspection in explaining passages of
Scripture which appear to teach the contrary......"
Bellarmine,
in effect, challenged Galileo to prove his theory or stop pestering the
Church. Galileo's response was to produce his theory of the tides, which
purported to show that the tides are caused by the rotation of the earth.
Even some of Galileo's supporters could see that this was patent nonsense.
Determined to have a showdown, however, Galileo came to Rome to confront
Pope Paul V. The Pope, exasperated by all this fuss about the planets,
referred the matter to the Holy Office. The Qualifiers (i.e., theological
experts) of the Holy Office soon issued an opinion that the Copernican
doctrine is "foolish and absurd, philosophically and formally heretical
inasmuch as it expressly contradicts the doctrine of Holy Scripture in many
passages......
This verdict
was fortunately overruled under pressure of more cautious Cardinals and was
not published until 1633, when Galileo forced a second showdown. A milder
decree, which did not include the word "heresy", was issued and Galileo was
summoned before the Holy Office. For that day, February 26, 1616, a report
was put into the files of the Holy Office which states that Galileo was told
to relinquish Copernicanism and commanded "to abstain altogether from
teaching or defending this opinion and doctrine, and even from discussing
it."
There is a
still unresolved controversy over whether this document is genuine, or was
forged and slipped into the files by some unscrupulous curial official. At
Galileo's request, Bellarmine gave him a certificate which simply forbade
him to "hold or defend" the theory. When, sixteen years later, Galileo wrote
his famous Dialogue on the Two Great World Systems, he technically
did not violate Bellarmine's injunction. But he did violate the command
recorded in the controversial minute, of which he was completely unaware and
which was used against him at the second trial in 1633.
Papal
Overreaching
This second
trial was again the result of Galileo's tactless importunity. When, in the
1623, Galileo's friend and supporter Cardinal Barberini was elected Pope
Urban VIII, Galileo naturally thought that he could get the decree of 1616
lifted. Urban gave several private audiences to Galileo, during which they
discussed the Copernican theory. Urban was a vain, irascible man who, in the
manner of a late prince of the Renaissance, thought he was qualified to make
pronouncements in all areas of human knowledge. At one audience, he told
Galileo that the Church did not define Copernicanism as heretical and would
never do so. But at the same time, he opined that all this quibbling about
the planets did not touch on reality: only God could know how the solar
system is really disposed.
As a
scientist, Galileo was perfectly correct in rejecting this half baked
philosophizing. But he grossly miscalculated Urban's tolerance by writing
the great Dialogue. There he not only made it clear that he
considered the defenders of Aristotle and Ptolemy to be intellectual clowns,
but he made Simplicio, one of the chief interlocuters of the dialogue, into
a silly mouthpiece for Urban's views on cosmology. Galileo was mocking the
very person he needed as his protector, a pope whose hubris did not take
such barbs with equanimity. At the same time, Galileo alienated the Jesuit
order with his violent attacks on one of its astronomers, Horatio Grassi,
over the nature of comets (and, in fact, the Jesuit was right--comets are
not exhalations of the atmosphere, as Galileo supposed.)
The result
of these ill-advised tactics was the famous second trial, which is still
celebrated in song and myth as the final parting of ways between faith and
science. Galileo, an old sick man, was summoned before the Inquisition in
Rome. In vain he argued that he was never shown the document which,
unbeknownst to him and Bellarmine, had been slipped into the file in 1616
forbidding him to even to discuss heliocentricism. Contrary to popular
accounts, Galileo did not abjure the theory under threat of torture. Both he
and the Inquisitors knew that the threat of torture was pure formality.
Galileo was, in fact, treated with great consideration. Against all
precedent, he was housed with a personal valet in a luxurious apartment
overlooking the Vatican gardens. As for the trial itself, given the evidence
and the apparent injunction of 1616, it was by the standards of 17th century
Europe extremely fair. The historian Giorgio de Santillana, who is not
disposed toward the Church's side, writes that "we must, if anything, admire
the cautiousness and legal scruples of the Roman authorities" in a period
when thousands of "witches" and other religous deviants were subjected to
juridical murder in northern Europe and New England.
Galileo was
finally condemned by the Holy Office as "vehemently suspected of heresy."
The choice of words was debatable, as Copernicanism had never been declared
heretical by either the ordinary or extraordinary Magisterium of the Church.
In any event, Galileo was sentenced to abjure the theory and to keep silent
on the subject for the rest of his life, which he was permitted to spend in
a pleasant country house near Florence. As the philosopher Alfred North
Whitehead wrote, "In a generation which saw the Thirty Years' War and
remembered Alva in the Netherlands, the worst that happened to men of
science was that Galileo suffered an honorable detention and a mild reproof,
before dying peacefully in his bed." And it is notable that three of the ten
Cardinals who sat on the Commission did not sign the judgment, although we
do not know their precise motives for abstaining.
Unjust
Condemnation
Galileo's
condemnation was certainly unjust, but in no way impugns the infallibility
of Catholic dogma. Heliocentricism was never declared a heresy by either
ex cathedra pronouncement or an ecumenical council. And as the
Pontifical Commission points out, the sentence of 1633 was not irreformable.
Galileo's works were eventually removed from the Index and in 1822, at the
behest of Pius VII, the Holy Office granted an imprimatur to the work
of Canon Settele, in which Copernicanism was presented as a physical fact
and no longer as an hypothesis.
The Catholic
Church really has little to apologize for in its relations with science.
Indeed, Stanley Jaki and others have argued that it was the metaphysical
framework of medieval Catholicism which made modern science possible in the
first place. In Jaki's vivid phrase, science was "still-born" in every major
culture--Greek, Hindu, Chinese--except the Christian West. It was the
insistence on the rationality of God and His creation by St. Thomas Aquinas
and other Catholic thinkers that paved the way for Galileo and Newton.
So far as
the teaching authority of the Church is concerned, it is striking how modern
physics is playing catch-up with Catholic dogma. In 1215, the Fourth Lateran
Council taught that the universe had a beginning in time--an idea which
would have scandalized both an ancient Greek and a 19th century positivist,
but which is now a commonplace of modern cosmology. Indeed, the more we
learn about the universe, the closer we come to the ontological mysteries of
Christian faith.
by George
Sim Johnston
This
article is available in pamphlet form from Scepter Press, P.O. Box 1270,
Princeton, NJ 08542.